Thomas Trax, CEP®

Trax Wealth Management
2221 Camino Del Rio South, Ste. 307
San Diego, CA 92108
(619) 462-3400
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CEP® Date Awarded
November 1, 2002

Thomas A. Trax, CEP®, AAMS®
President, Wealth Manager - Trax Wealth Management

This proud Cal Poly Pomona Alum earned a Bachelor of Science in Finance, Real Estate, and Law. Now, going on 30 years of service as a Registered Securities Professional with a Accredited Asset Management Specialist designation. Tom serves transnational clientele with a holistic approach from pursuing retirement, structuring businesses, to forging a legacy with estate planning. Recently recognized in San Diego Magazine, as a Five Star Wealth Manager Award recipient for the ninth time. Tom is also a recipient of the LPL Financial Patriot Club Award, presented to less than 7% of the firm’s more than 19,000 advisors nationwide.

He sits on the board of Hillside Professional Association where he recently was voted Vice President. Tom also donates to the Assistance League of San Diego, funds go to community programs with core values in commitment, leadership, ethics, accountability, and respect.

In Tom’s free time he enjoys spending time with his son, Ryan, their hobbies include running, traveling, scuba diving, and anything on a boat.

Licensing & Designations
  • Accredited Asset Management Specialist (AAMS® Designation)
  • Certified Estate Planner™ Professional (CEP®)
  • California Insurance License #0829479
  • All securities licenses held through LPL Financial
  • Series 6: Investment Company/Variable Contracts Products Limited Representative License (1993)
  • Series 7: General Securities Representative Qualification License (1998)
  • Series 24: General Securities Principal License (2001)
  • Series 63: Uniform Securities Agent license (1994)
  • Series 66: NASAA Uniform Combined State Law License (2002)

A Certified Estate Planner™ has:

  • Completed a rigorous eight (8) module course of instruction in the field of estate planning,
  • Successfully passed a comprehensive examination process,
  • Shown a desire to associate with professional estate planning peers,
  • Agreed to comply with annual estate planning continuing education requirements, and
  • Ascribed to the practical guidelines and code of ethics of the NICEP.

Leadership & Awards

LPL Financial Patriot Club Award* (2021 - 2022)
Five Star Professional (2013 - 2023)
Hillside Professional Center  - President (2014 - 2021)
Assistance League of San Diego - Donor

Five Star Wealth Manager Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on this prestigious annual list.

*This elite award is presented to less than 7% of LPL's more than 19,000 financial advisors.

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